a bonobo humanity?

Freud died of epithelioma from sticking too many cigars in his mouth, but he doesn’t strike me as the orally-fixated dependent type

A young person I know is studying psychology probably for the first time and she informed me of the stages of early childhood psychological development she has been told about – oral, anal, phallic, latency and genital. I’d certainly heard of the first two of these, but not too much of the others. A quick squiz at the lists of Dr Google led me to Freudian psychosexual theory, which naturally raised my scepical antennae. And yet, despite my limited parental experience I’ve noted that babies do like to put things in their mouths a lot (the oral stage is supposed to extend from birth to 1 -2 years), sometimes to their great detriment. So, personality-wise, is the oral stage a real thing, and does it really give way to the anal stage, etc? I’m using the oral stage here to stand for all the stages in the theory/hypothesis.

These stages were posited by Freud as central to his hypothesis of psychosexual development – though how the phallic stage is experienced by girls is an obvious question. His view was that our childhood development was a matter of fixation, at various periods, on ‘erogenous zones’. After the oral stage, children supposedly switch to an anal stage, which lasts to 3 years of age – presumably on average. These switches might be delayed, or brought on earlier, in individual cases, and sometimes an individual might get stuck at a particular stage, denoting psychosexual problems.

So how real are these stages? Are some more real than others? What is the experimental evidence for them, do they exist in other primates, and if they exist, then why? What purpose do they serve?

It seems that Freud, and perhaps also his followers, have built up a whole system around these stages and how individuals are more or less influenced by any one or a combination in the development of their adult personalities, and since the degree of influence of these different stages and the way they’ve combined in each individual is pretty well impossible to recover, the theory looks to be unfalsifiable. There also appears to be the problem that psychologists can usually only track back from the adult’s personality to speculate about early childhood influences, which looks like creating a circular argument. For example, if an individual presents as an overly trusting, dependent personality, this may be cited as evidence of fixation at the oral stage of development, because children fixated at this stage are believed to develop these personalites in later life. The only way out of this impasse it seems to me is to define this oral stage (or any other stage) more carefully, so that we can accurately identify children who have experienced a prolonged or fixated oral stage, and then return to them to observe how their personalites have developed.

Of course there are other problems with the theory. There needs to be a clearer explanation, it seems to me, of how these apparently erogenously-related stages are marked into personality traits in later life. The relationship between an obsession with putting things in your mouth, or sucking, licking or otherwise craving and enjoying oral sensations, and a dependent, trusting personality, is by no means obvious. In fact, some might go as far as to say that, prima facie, it makes about as much sense as an astrologically-based account of personality.

Perhaps if we look at the oral stage, or claims about it, more closely, we’ll find something of an explanation. In this description, we learn that the libido, or life force, gets fixated in the oral stage in more than one way, leading to an ‘oral receptive personality’ and an ‘oral aggressive personality’. The first type, which is a consequence of a delayed or overly fixated oral stage, is trusting and dependent, the second is dominating and aggressive, due largely to a curtailed oral stage, apparently. Those who experienced a longer oral stage in childhood are supposedly more likely to be smokers and nail-biters as adults, though I’m not sure how this relates to being a dependent or trusting personality.

In any case this hardly takes us further in terms of evidence, and it’s worth noting that the site in which this is mooted is described as ‘integrated sociopsychology’. Dr Steven Novella, in the most recent episode of the Skeptic’s Guide to the Universe, warned about the use of such terms as ‘integrative’, ‘functional’ and ‘holistic’ used before ‘medicine’ as a red flag indicating a probable bogus approach. I suspect the same goes for psychology. Obviously the website’s author is a Freudian, and he makes this statement as to evidence:

What is undoubtedly disturbing to the ‘Freud-bashers’ is how much evidence has accumulated over the years to say that, in broad terms at least, if not always in detail, Freud’s observations pretty much stand up so many years later.

However, other psychology sites I’ve looked at, which don’t appear to me to be particularly Freud-bashing, have pointed to the lack of evidence as the principal problem for Freud’s stages. Of course the major problem is how to test for the ‘personality effect’ of these stages. Again I think of astrology – someone dedicated to astrological causation can always account for personality ‘deviations’ in terms of cusps and conjunctions and ascendants and the like, and this would surely also be the case for the confounding influences of our various cavities and tackle, so to speak.

Some 20 years ago a paper by Fisher & Greenberg (1996) suggested that Freud’s stages and other aspects of his early childhood writings should be scientifically examined as separate hypotheses, in a sort of piecemeal fashion. Unfortunately I can find little evidence that evidence has been found for the oral stage as a marker for later personality development – or even looked for.  This is probably because most scientists in the field – experimental psychologists – have little interest in these Freudian hypotheses, and little funding would be available for testing them. They would surely have to be longitudinal studies, with a host of potentially confounding factors accounted for, and the end results would hardly be likely to convince other early childhood specialists.

I’ve said the theory looks to be unfalsifiable, but I’m not quite prepared to say outright that it is. It seems to me that the oral stage, with its obvious association with breast-feeding, and the obvious association between prolonged breast-feeding and dependence, at least in popular culture, is the one most amenable to testing. The later Oedipus/Elektra complexes, associated I think with the phallic stage, seem rather too convoluted and caveat-ridden to be seriously testable. I must admit to a residual fondness for some of Freud’s theories of development though, however unscientific they might be. Though I was never interested in the strict form of the Oedipus complex, because my father was by far the weaker of my parents, I felt it offered some insight into relations with the dominant parent – struggle, rivalry, attempts to overthrow. I also agreed with his general view that early childhood is absolutely crucial to our subsequent psychological development, and I found his ego, id and superego hypotheses enlightening and fascinating. Polymorphous perversity, sublimation and the pervasive influence of libido also tickled my fancy a lot.

I think it’s fair to say that Freud has had a greater influence on popular culture than on science, but it has been a profound influence, and overall a positive one. The term ‘observations’, rather than theories, seems better to describe his contributions. In writing about the libido and the pleasure principle, inter alia, he accepted our instinctive animal nature, and gave us ideas about how to both harness it and overcome it. Notions like the id and the superego seemed to give us fresh ways to think about desire, discipline and control. His ideas and concepts tapped into stuff that was very personal to us in our individual struggles, and his universalising tendencies helped us, I think, to look sympathetically at the struggles of others. Libido itself was a banner-word that helped release us from the straight-jacket of earlier sexual thinking – or avoidance thereof.

It’s also probably unfair to expect from Freud’s pioneering work anything like the scientific riguor we expect and really need from psychology today. Certainly he was far too firm about the rightness of his most speculative work – I read The Interpretation of Dreams as an ideas-hungry teenager and was impressed with its first-half demolition of previous dream theories, but the second-half presentation of his own theory struck me even then as ludicrously weak, though it had the definitely positive effect of putting me off dream-interpreters for life (a dream that can be interpreted is a dream not worth having, and that’s their greatest gift to us). It’s more what he drew attention to that counts. His concept of the unconscious doesn’t really cut it today, but he made us start thinking of unconscious motivations in general, and much else besides. I’ve never been to an analyst, but I think one benefit of the psychoanalytic movement is to help us realise that there’s no normality and that we all carry baggage of guilt, anger, fear and frustration. For all its failings, his was a humanising enterprise.