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Sean Carroll on free will – a sort of compatibilist

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this comment, from a site called ‘physics of free will’, seems to miss the point completely

There are a few positions on the free will issue, and probably three principal ones. They are, compatibilism (the most common position, particularly among philosophers), incompatibilism and libertarianism. I’m not interested in discussing libertarianism, which is just too weird. Compatibilism, argued for by Daniel Dennett in Elbow Room, amongst many others I’ve read, including Steven Pinker, and most of the contributors to Free will & determinism, a  mid-twentieth century collection edited by Bernard Berofsky, claims basically that though our macro world is deterministic, otherwise science would never have gotten off the ground, we as complex, thinking and deciding individuals, make life choices all the time, in large matters and small, choices which we claim as our own, with all the praise and opprobrium that comes with our decisions.

Those that argue for incompatibilism, or hard determinism as it’s sometimes called, question, among other things, this notion of the self-determining self. Robert Sapolsky, professor of neurology at Stanford University, has written a comprehensive defence of the incompatibilist position in Determined, which together with his earlier book Behave, and Sam Harris’ book Free Will, and reflections on the Dunedin Multidisciplinary Health and Development Study (a 50-year-old longitudinal study of, inter alia, personality types and how they change, or not, over time), has shifted my own stance on the issue from a wobbly compatibilism to a much more firm incompatibilism.

So to Sean Carroll, eminent physicist and science communicator and author of a 2016 book which I bought the other day, The Big Picture: on the origins of life, meaning and the universe itself – obviously inspired by my own writings. He devotes six pages of his 441-page book to the free will question, so it’s probably not a big issue for him. And indeed, it’s pretty inevitable that successful and highly respected individuals, who have contributed positively to science and human understanding, as Carroll undoubtedly has, would wish to be given credit for their achievements, and to believe that their own decisions and their own hard work have brought them to the position of respected public intellectual that the likes of Carroll enjoys today.

However.

I’m not going to research Carroll’s background, any more than I’ll research the backgrounds of other compatibilists such as Dennett and Pinker, but I think I can safely assume that none of these individuals were born into dire poverty, or a toxic family situation, or a war zone, or a strongly kinship-oriented, non-English-speaking culture. When I think of free will, or the lack thereof, it’s these Big Factors that come to mind, not whether I chose to have muesli or shredded wheat for breakfast. It’s typical, for example, that Carroll uses this example in demonstrating our ability to choose:

Imagine you’re a high school student who wants to go to college, and you’ve been accepted into several universities. You look at their web pages, visit campuses, talk to students and faculty at each place. Then you say yes to one of them, no to the others. What is the best way to describe what just happened, the most useful vocabulary for talking about our human-scale world? It will inevitably involve some statements along the lines of ‘you made a choice’.

Clearly Carroll knows his readership – educated citizens of the ‘Western’ or WEIRD world – so I can hardly blame him for his choice of example. However, he doesn’t really question the essential word ‘you’ here, and seems to think it’s all about a confused use of language and categories:

… the mistake made by free-will skeptics is to carelessly switch between incompatible vocabularies.

Describing the choices we make about what to wear in the morning, he writes:

That’s a decision that you [my emphasis] have to make; you can’t just say, ‘I’ll do whatever the atoms in my body were going to deterministically do anyway’. The atoms are going to do whatever they were going to do, but you don’t know what that is, and it’s irrelevant to the question of which decision you should make. Once you frame the question in terms of you and your clear choice, you can’t also start talking about your atoms and the laws of physics. Either vocabulary is perfectly legitimate, but mixing them leads to nonsense.

Sean Carroll, The Big Picture, p 379

This is, unfortunately, a classic straw woman argument. No careful-thinking incompatibilist is going to bring up atoms or even neurons to explain this particular everyday choice. Amongst the determining factors will be: what clothes are available to the subject; the weather; what job, activities or tasks she expects to engage in; her mood; her age and gender; her culture; her taste, developed over a lifetime and influenced by family, peer group, class etc. The ‘you’, the self, is constructed of many of these elements and more, including daily effects (the weather) and lifelong ones (culture, genetics) operating very much down to the neuronal and hormonal level – but there would rarely be a need to reach down that far to explain the person’s choices.

While I recognise that Carroll has barely skated over the topic in six pages, I find it bizarre that he doesn’t touch on the Big Issues here – culture, upbringing, genetics and our arbitrary ‘thrown-ness’ into the world – and their massive determining effects. He does end on a note of compromise and uncertainty however, while still, I think, largely missing the point:

Most people do maintain a certain degree of volition and autonomy, not to mention a complexity of cognitive functioning that makes predicting their future actions infeasible in practice. There are grey areas – drug addiction is an obvious case where volition can be undermined, even before we go all the way to considering tumours and explicit brain damage. This is a subject in which the basics are far from settled, and much of the important science has yet to be established. What seems clear is that we should base our ideas about personal responsibility on the best possible understanding of how the brain works that we can possibly achieve, and be willing to update those ideas whenever the data call for it.

Ibid, p 384

To me, this feeling of volition and autonomy is simply a product of complexity, and a sense of that complexity being inside us. We feel it, especially when faced with tough choices, or regretting the road not travelled. But what is the difference here between me and my pet dog? Does she feel anger, shame, regret? The general human response would be – maybe, but not like us. And what about bonobos? Cetaceans? We recognise, with all these mammals, that they are ‘individuals’. All dogs I’ve owned, or known, had their own personalities, I recognised that they ‘thought’, and so reacted, differently from each other. There may be similarities in breeds, just as we recognise cultural similarities in humans, but there are individual differences due to being ‘the runt of the litter’, being over- or under-fed by their owner, being brought up with other dogs or not, being pampered or neglected, and so on. But do we grant them free will? Surely not. And only humans, it seems, have the power to grant beings such power! Which is why we grant it so readily to ourselves. It’s just another example of human exceptionalism, as defined by humans. Remember how we were the only tool-makers, the only language-users, the only mourners of the dead….?

In my next piece on this topic I’ll look at what Steven Pinker had to say about free will in his 2002 book The blank slate. I wonder if he’s changed his mind since….

References

Sean Carroll, The Big Picture: on the origin of life, meaning and the universe itself, 2016

Robert Sapolsky, Determined: life without free will, 2023

Robert Sapolsky, Behave, 2017

Daniel Dennett, Elbow room: the varieties of free will worth wanting, 1984

Steven Pinker, The blank slate, 2002

Bernard Berofsky ed, Free will and determinism, 1963

Written by stewart henderson

February 19, 2024 at 8:18 pm